Who We Are
Fog Equities is a US SEC-registered agency only Broker Dealer. We’re members of FINRA, NASDAQ and the NYSE Chicago Stock Exchange. We handle large institutional-sized QCT* exempt transactions in NMS-listed equities and ETFs used to hedge negotiated derivative trades. We count among our customers and collaborators the largest bulge-bracket banks, derivative dealers and floor brokers as well as derivative market makers. From our humble beginnings at the Chicago Stock Exchange in 2011, we’ve grown to become one of the largest equity brokers in the United States.
Who We Are
Fog Equities is a US SEC-registered agency only Broker Dealer. We’re members of FINRA, NASDAQ and the NYSE Chicago Stock Exchange. We handle large institutional-sized Qualified Contingent Trade (QCT)* exempt transactions in NMS-listed equities and ETFs used to hedge negotiated derivative trades. We count among our customers and collaborators the largest bulge-bracket banks, derivative dealers and floor brokers as well as derivative market makers. From our humble beginnings at the Chicago Stock Exchange in 2011, we’ve grown to become one of the largest equity brokers in the United States.
We’ll Knock Your Block Off
Discreet Complex Execution Done Right
Our mission at FOG Equities is to provide our clients with the highest level of derivative hedging execution services in the NMS-listed equity and ETF markets. We believe that precise execution and clearing are critical to the success of those participants seeking non-disruptive liquidity for effective strategy implementation, and we have developed a suite of services tailored to meet the needs of institutional investors, market makers, brokers, and other market participants.
We leverage our extensive experience in execution, reporting and clearing to deliver superior results, all while prioritizing efficiency, regulatory compliance and customer service.
Discreet Complex Execution Done Right
Our mission at FOG Equities is to provide our clients with the highest level of derivative hedging execution services in the NMS-listed equity and ETF markets. We believe that precise execution and clearing are critical to the success of those participants seeking non-disruptive liquidity for effective strategy implementation, and we have developed a suite of services tailored to meet the needs of institutional investors, market makers, brokers, and other market participants.
We leverage our extensive experience in execution, reporting and clearing to deliver the results you want, all while prioritizing efficiency, regulatory compliance and customer service.
As the go to provider of derivative-hedging cash equity and ETF execution services, FOG’s team of traders possess the knowledge and experience to help you navigate today’s intricate market structure. We’ll assure that the precise specifications that derivative brokers and dealers require are made possible through a fully vetted and compliant process of exempt reporting, relieving them of the regulatory burden that might otherwise inhibit liquidity and opportunity.
Our post-trade allocation and extensive clearing reach guarantee every participant is hedged appropriately for each transaction, enabling them to realize the full potential of the margining available to them. We are committed to achieving the best possible results.
Contact us today to see how we can help you achieve your tied equity transaction goals.