Cookie Policy
When you visit websites, they may store or retrieve information on/from your browser, most commonly in the form of cookies. This information stored might be about you, your device or your preferences and is used to make the site work as you expect it to. The information captured does not normally identify you directly, but it can give one a personalized web experience. Since we respect your right to privacy, you have the choice not to allow some of the cookies. Please click on the category headings to find out more and change the default settings as you wish. Conversely, blocking some of the cookies could impact your experience and the services we are able to offer.
Last Updated: October 6, 2026
Privacy Policy
Each company under the FCF Group Holdings has its own privacy policy designed to protect your personal information. The goal is to ensure you understand how these policies work and how they pertain to your investments or transactions. By providing clear and concise explanations, we aim to empower you to make confident choices when you visit our site:
RFA Securities:
RFA has a commitment to the protection of our client and counterparty privacy and confidentiality of client information and has in place systems and processes that isolate and protect our institutional customer’s proprietary and or confidential information from release to the general public. We do collect certain information from our customers in order to process their accounts and enact requested trades on their behalf. We do not release, resale or broadcast client information and our systems are set up to protect client confidential information. We will, however, release this information to federal, state and our DEA or SRO as required by law and statute. We may not be able to notify you of any such release, however, we will notify all of our counterparties if there is a resale of counterparty information to the public. For more details about how we operate our business and other related information, please visit RFA's Disclosure page.
Casey Securities:
Casey has a commitment to the protection of our client and counterparty privacy and confidentiality of client information and has in place systems and processes that isolate and protect our institutional customer’s proprietary and or confidential information from release to the general public. We do collect certain information from our customers in order to process their accounts and enact requested trades on their behalf. We do not release, resale or broadcast client information and our systems are set up to protect client confidential information. We will, however, release this information to federal, state and our DEA or SRO as required by law and statute. We may not be able to notify you of any such release, however, we will notify all of our counterparties if there is a resale of counterparty information to the public. For more details about how we operate our business and other related information, please visit Casey's Disclosure page.
FOG Equities:
Because FOG deals only with institutional entities as defined in FINRA Rule 4512 and other broker dealers, the Firm is exempt from most provisions of the Graham Leach Bliley Act and the provisions of Regulation S-P. As such the Firm does not have a disclosure requirement for privacy statements.
Notwithstanding the foregoing, FOG has a commitment to the protection of our client and
counterparty privacy and confidentiality of client information and has in place systems and processes that isolate and protect our institutional customer’s proprietary and or confidential information from release to the general public. We do collect certain information from our customers in order to process their accounts and enact requested trades on their behalf. We do not release, resale or broadcast client information and our systems are set up to protect client confidential information. We will, however, release this information to federal, state and our DEA or SRO as required by law and statute. We may not be able to notify you of any such release, however, we will notify all of our counterparties if there is a resale of counterparty information to the public. For more details about how we operate our business and other related information, please visit FOG's Disclosure page.
Your Privacy Rights
Depending on where you reside and subject to applicable law, you may have certain rights with respect to your personal information. These rights may include the right to:
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Request access to or information about the personal information we maintain about you;
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Request correction of inaccurate personal information;
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Request deletion of certain personal information;
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Request a copy of certain personal information in a portable format;
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Opt out of certain processing of personal information, where applicable; and
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Exercise other privacy rights provided by applicable law.
California Residents
If you are a California resident and the California Consumer Privacy Act (“CCPA”) applies, you may have additional rights regarding your personal information, including the right to:
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Know and access certain information concerning our collection, use, disclosure, sale, and sharing of your personal information;
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Request deletion of certain personal information, subject to applicable exceptions;
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Request correction of inaccurate personal information;
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Opt out of the sale or sharing of your personal information;
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Limit the use and disclosure of sensitive personal information, where the right applies; and
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Not be retaliated against or unlawfully discriminated against for exercising rights provided under the CCPA.
The California statute expressly identifies the rights to delete, correct, know/access, opt out of sale or sharing, limit use and disclosure of sensitive personal information, and no retaliation following the exercise of applicable rights. [privacy.ca.gov]
To exercise an applicable privacy right, please contact us at the following email addresses:
For the following Firms, here are the email addresses to be contacted:
FOG Equities: compliance@fogequities.com
Casey Securities: compliance@caseysec.com
RFA Securities: compliance@rfasecurities.com
California residents may exercise applicable opt-out rights through our[“Do Not Sell or Share My Personal Information” link / Privacy Choices link] and, where applicable, our[“Limit the Use of My Sensitive Personal Information” link / Privacy Choices link].
Cookie Policy
When you visit websites, they may store or retrieve information on/from your browser, most commonly in the form of cookies. This information stored might be about you, your device or your preferences and is used to make the site work as you expect it to. The information captured does not normally identify you directly, but it can give one a personalized web experience. Since we respect your right to privacy, you have the choice not to allow some of the cookies. Please click on the category headings to find out more and change the default settings as you wish. Conversely, blocking some of the cookies could impact your experience and the services we are able to offer.