Each company under the FCF Group Holdings has its own privacy policy designed to protect your personal information. The goal is to ensure you understand how these policies work and how they pertain to your investments or transactions. By providing clear and concise explanations, we aim to empower you to make confident choices when you visit our site:

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RFA Securities:

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RFA has a commitment to the protection of our client and counterparty privacy and confidentiality of client information and has in place systems and processes that isolate and protect our institutional customer’s proprietary and or confidential information from release to the general public.  We do collect certain information from our customers in order to process their accounts and enact requested trades on their behalf.  We do not release, resale or broadcast client information and our systems are set up to protect client confidential information.  We will, however, release this information to federal, state and our DEA or SRO as required by law and statute.  We may not be able to notify you of any such release, however, we will notify all of our counterparties if there is a resale of counterparty information to the public. For more details about how we operate our business and other related information, please visit RFA's Disclosure page.

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Casey Securities:

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Casey has a commitment to the protection of our client and counterparty privacy and confidentiality of client information and has in place systems and processes that isolate and protect our institutional customer’s proprietary and or confidential information from release to the general public. We do collect certain information from our customers in order to process their accounts and enact requested trades on their behalf. We do not release, resale or broadcast client information and our systems are set up to protect client confidential information. We will, however, release this information to federal, state and our DEA or SRO as required by law and statute. We may not be able to notify you of any such release, however, we will notify all of our counterparties if there is a resale of counterparty information to the public. For more details about how we operate our business and other related information, please visit Casey's Disclosure page.

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FOG Equities:

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Because FOG deals only with institutional entities as defined in FINRA Rule 4512 and other broker dealers, the Firm is exempt from most provisions of the Graham Leach Bliley Act and the provisions of Regulation S-P.  As such the Firm does not have a disclosure requirement for privacy statements.

 

Notwithstanding the foregoing, FOG has a commitment to the protection of our client and

counterparty privacy and confidentiality of client information and has in place systems and processes that isolate and protect our institutional customer’s proprietary and or confidential information from release to the general public.  We do collect certain information from our customers in order to process their accounts and enact requested trades on their behalf.  We do not release, resale or broadcast client information and our systems are set up to protect client confidential information.  We will, however, release this information to federal, state and our DEA or SRO as required by law and statute.  We may not be able to notify you of any such release, however, we will notify all of our counterparties if there is a resale of counterparty information to the public. For more details about how we operate our business and other related information, please visit FOG's Disclosure page.

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